AML/KYC Due Diligence2019-04-10T14:25:37+00:00


Achieve regulatory and compliance initiatives, anticipate requirement updates, mitigate risk, and augment existing compliance programs with improved monitoring and reporting that will integrate seamlessly into your existing processes.

AML and KYC Due Diligence Use Cases:

  • U.S. Bank Secrecy Act Compliance
  • U.S. PATRIOT ACT, Title III Compliance
  • Financial Action Task Force (FATF) Recommendations
  • Ultimate Beneficial Ownership Requirements

Work with experts versed in the nuances of commercial and retail banks, investment banks, virtual currency exchanges, real estate firms, and other regulated institutions to comply with the U.S. and international regulations.

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Industries Served

Prescient’s AML/KYC Due Diligence service supports a variety of clients that require deeper insights to clarify risks and opportunities. We proudly serve the following clients and welcome inquiries across all industries.

  • Banking & Capital Markets
  • Investment Management
  • Real Estate

How It Works

The Situation

An online poker company needed to conduct KYC due diligence on a Chinese individual who registered for several online poker platforms and was flagged for suspicious activity.

The Solution

U.S. Public Records searches did not reveal high-risk activity associated with the subject, so our analysts applied open source research methods using the subject’s English name along with their age, and places of residency. This led analysts to discover the individual’s Chinese name spelling. We then searched Chinese-language media and news using this information which led analysts to uncover high-risk details about them.

The Significance

With a fuller picture of the subject’s background and financial assets, the client was able to make a more informed decision about whether to close his account.

Our Insights